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| Regulation | Available in the following Regulator | Available in the following Regulated Entities |
|---|---|---|
| Corporations Regulations Vol 7 | ASIC | Authorised Deposit Taking Institutions,Financial Advisors,Friendly Societies,General Insurance,AFSL Holders,Life Insurance,AUSTRAC Reporting Entities,Private Health Insurance,Superannuation Funds and Trustees |
| Corporations Regulations Vol 6 | ASIC | Private Health Insurance,Superannuation Funds and Trustees,Life Insurance,General Insurance,Friendly Societies,Financial Advisors,AUSTRAC Reporting Entities,Authorised Deposit Taking Institutions,AFSL Holders |
| Corporations Regulations Vol 5 | ASIC | Private Health Insurance,Superannuation Funds and Trustees,Life Insurance,General Insurance,Friendly Societies,Financial Advisors,AUSTRAC Reporting Entities,Authorised Deposit Taking Institutions,AFSL Holders |
| Corporations Regulations Vol 4 | ASIC | AUSTRAC Reporting Entities,Superannuation Funds and Trustees,Private Health Insurance,Life Insurance,General Insurance,Financial Advisors,Authorised Deposit Taking Institutions,Friendly Societies,AFSL Holders |
| Corporations Regulations Vol 3 | ASIC | Private Health Insurance,Superannuation Funds and Trustees,Life Insurance,General Insurance,Friendly Societies,Financial Advisors,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,AFSL Holders |
| Corporations Regulations Vol 2 | ASIC | Private Health Insurance,Superannuation Funds and Trustees,Life Insurance,General Insurance,Friendly Societies,Financial Advisors,AUSTRAC Reporting Entities,Authorised Deposit Taking Institutions,AFSL Holders |
| Corporations Regulations Vol 1 | ASIC | AFSL Holders,Private Health Insurance,Superannuation Funds and Trustees,Life Insurance,General Insurance,Friendly Societies,Financial Advisors,AUSTRAC Reporting Entities,Authorised Deposit Taking Institutions |
| Anti-Money Laundering and Counter-Terrorism Financing Rules Instrument 2007 (No. 1) | AUSTRAC | AUSTRAC Reporting Entities |
| Corporations Act 2001 Vol 7 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Corporations Act 2001 Vol 6 | ASIC | Friendly Societies,Life Insurance,General Insurance,AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Private Health Insurance,Superannuation Funds and Trustees |
| Corporations Act 2001 Vol 5 | ASIC | Authorised Deposit Taking Institutions,AFSL Holders,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Corporations Act 2001 Vol 4 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees,General Insurance |
| Corporations Act 2001 Vol 3 | ASIC | Authorised Deposit Taking Institutions,AFSL Holders,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Corporations Act 2001 Vol 2 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Corporations Act 2001 Vol 1 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 175 - Licensing: Financial product advisers - Conduct and disclosure | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Superannuation Funds and Trustees |
| RG 36 - Licensing: Financial product advice and dealing | ASIC | AFSL Holders,Superannuation Funds and Trustees |
| RG 121 - Doing financial services business in Australia | ASIC | AFSL Holders |
| RG 3 - AFS Licensing Kit: Part 3 - Preparing your Additional Proofs | ASIC | AFSL Holders |
| RG 2 - AFS Licensing Kit: Part 2 - Preparing your AFS Licence or Variation Application | ASIC | AFSL Holders |
| RG 1 - AFS Licensing Kit: Part 1 - Applying for and varying an AFS licence | ASIC | AFSL Holders |
| Prudential Standard CPS 190 Recovery and Exit Planning | APRA | AFSL Holders,General Insurance,Life Insurance,Private Health Insurance,Authorised Deposit Taking Institutions |
| National Consumer Credit and Protection Act 2009 Vol 2 | ASIC | Authorised Deposit Taking Institutions,AFSL Holders |
| National Consumer Credit and Protection Act 2009 Vol 1 | ASIC | AFSL Holders |
| Competition & Consumer Act 2010 Vol 3 | ACCC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Privacy Act 1988 | OAIC | Financial Advisors,Superannuation Funds and Trustees |
| Competition & Consumer Act 2010 Vol 2 | ACCC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Competition & Consumer Act 2010 Vol 1 | ACCC | Authorised Deposit Taking Institutions,AFSL Holders,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Prudential Standard SPS 310 Audit and Related Matters | APRA | Superannuation Funds and Trustees |
| RG 265 - Guidance on ASIC market integrity rules for participants of securities markets | ASIC | AFSL Holders |
| Treasury Laws Amendment (More Competition Better Prices) Act 2022 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 172 - Financial markets: Domestic and overseas operators | ASIC | AFSL Holders |
| RG 129 - Business Introduction or Matching Services | ASIC | AFSL Holders |
| Prudential Standard 3PS 221 Aggregate Risk Exposures | APRA | AFSL Holders |
| RG 263 - Financial Services and Credit Panel | ASIC | AFSL Holders |
| RG 241 - Electronic trading | ASIC | AFSL Holders |
| RG 266 - Guidance on ASIC market integrity rules for participants of futures markets | ASIC | AFSL Holders |
| RG 126 - Compensation and insurance arrangements for AFS licensees | ASIC | AFSL Holders |
| RG 166 - Licensing: Financial requirements | ASIC | AFSL Holders |
| RG 168 - Disclosure: Product Disclosure Statements (and other disclosure obligations) | ASIC | AFSL Holders,Superannuation Funds and Trustees |
| RG 167 - Licensing: Discretionary powers | ASIC | AFSL Holders |
| ASIC Market Integrity Rules (Capital) 2021 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| ASIC Market Integrity Rules (Securities Markets) 2017 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| Australian Securities and Investments Commission Act 2001 | ASIC | Authorised Deposit Taking Institutions,AFSL Holders,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees,AUSTRAC Reporting Entities |
| Financial Transactions Reports Act 1988 | AUSTRAC | AUSTRAC Reporting Entities,General Insurance,Financial Advisors,Authorised Deposit Taking Institutions,Friendly Societies,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees,AFSL Holders |
| RG 131 - Funds management: Establishing and registering a fund | ASIC | Authorised Deposit Taking Institutions |
| RG 134 - Funds management : Constitutions | ASIC | Authorised Deposit Taking Institutions |
| RG 240 - Hedge funds: Improving disclosure | ASIC | AFSL Holders |
| RG 259 - Risk management systems of responsible entities | ASIC | AFSL Holders |
| Competition and Consumer Regulations 2010 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Superannuation Act 1976 Vol 2 | ASIC | Superannuation Funds and Trustees |
| Superannuation Act 1976 Vol 1 | ASIC | Superannuation Funds and Trustees |
| Superannuation Act 1990 | ASIC | Superannuation Funds and Trustees |
| RG 184 - Superannuation: Delivery of product disclosure for investment strategies | ASIC | Superannuation Funds and Trustees |
| RG 148 - Platforms that are managed investment schemes and nominee and custody services | ASIC | Authorised Deposit Taking Institutions |
| RG 169 - Disclosure: Discretionary powers | ASIC | AFSL Holders |
| National Consumer Credit Protection Regulations 2010 | ASIC | AFSL Holders |
| ASIC Derivative Transaction Rules Clearing 2015 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| Reporting Standard GRS 310.0 Income Statement | APRA | General Insurance,Life Insurance |
| Prudential Standard CPS 232 Business Continuity Management | APRA | General Insurance |
| Guidance on reporting RF 520.0 and SRF 520.0 - Responsible Persons | APRA | Private Health Insurance |
| Reporting Standard GRS 310.0_G Income Statement (Level 2 Insurance Group) | APRA | General Insurance |
| Prudential Standard CPS 220 Risk Management | APRA | General Insurance |
| Reporting Standard GRS 001 Reporting Requirements | APRA | General Insurance |
| Reporting Standard ARS 920.8 Australian Government Small and Medium Enterprise (SME) Recovery Loan Scheme - Flood | APRA | AFSL Holders |
| APG 210 - Liquidity | APRA | AFSL Holders |
| Reporting Standard ARS 223.0 Residential Mortgage Lending | APRA | AFSL Holders |
| Reporting Standard ARS 220.0 Credit Quality | APRA | AFSL Holders |
| Reporting Standard ARS 210.0 Liquidity | APRA | AFSL Holders |
| ARS 230 - 23 Feb 2022 - 1 March 2022 | APRA | AFSL Holders |
| Reporting Standard ARS 743.0 ABS/RBA Housing Finance | APRA | AFSL Holders |
| Reporting Standard ARS 741.0 ABS/RBA Business Finance | APRA | AFSL Holders |
| Reporting Standard ARS 720.1 ABS/RBA Loans and Finance Leases | APRA | AFSL Holders |
| Reporting Standard ARS 120.2 Securitisation - Supplementary Items | APRA | AFSL Holders |
| Reporting Standard ARS 112.1 Standardised Credit Risk - On-balance Sheet Assets | APRA | AFSL Holders |
| Reporting Standard ARS 701.0 ABS/RBA Definitions for the EFS Collection | APRA | AFSL Holders |
| Payment Systems and Netting Act 1998 | RBA | Authorised Deposit Taking Institutions,AFSL Holders |
| Regulatory Guide 274 - Product design and distribution obligations | ASIC | AFSL Holders |
| ePayments Code | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| Guidance On The Valuation Of Non-Monetary Benefits Under Standard No. 1 Of 2016 And Standard No. 2 Of 2016 | RBA | Authorised Deposit Taking Institutions,AFSL Holders |
| RG 260 - Communicating findings from audit files to directors, audit committees or senior managers | ASIC | AFSL Holders |
| Anti-Money Laundering and Counter-Terrorism Financing (Correspondent Banking) Policy Principles 2021 | AUSTRAC | General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| ASIC Derivative Transaction Rules (Reporting) 2013 | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 133 - Funds management and custodial services: Holding assets | ASIC | Authorised Deposit Taking Institutions |
| RG 132 - Funds management: Compliance and oversight | ASIC | Authorised Deposit Taking Institutions |
| RG 105 - AFS licensing: Organisational competence | ASIC | AFSL Holders |
| RG 104 - Licensing: Meeting the general obligations | ASIC | AFSL Holders |
| Financial Transaction Reports Regulations 2019 | AUSTRAC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Anti-Money Laundering and Counter Terrorism Financing Act 2006 | AUSTRAC | AUSTRAC Reporting Entities |
| Autonomous Sanctions Act 2011 | AUSTRAC | AUSTRAC Reporting Entities |
| RG 268 -Licensing regime for financial benchmark administrators | ASIC | AFSL Holders |
| My Health Records (Information Commissioner Enforcement Powers) Guidelines 2016 | OAIC | General Insurance,Life Insurance,Private Health Insurance |
| Reporting Standard ARS 221.0 Large Exposures | APRA | AFSL Holders |
| Reporting Standard SRS 700.0 Product Dashboard | APRA | Superannuation Funds and Trustees |
| Reporting Form HRF 601.1 series Statistical Data by State Explanatory notes | APRA | Private Health Insurance |
| Privacy Safeguard Guidelines | OAIC | General Insurance,Life Insurance,Private Health Insurance |
| Reporting Standard ARS 750.0 DAWR Agricultural Lending | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 747.0 ABS/RBA Deposit Stocks, Flows and Interest Rates | APRA | AFSL Holders |
| Reporting Standard ARS 742.0 ABS/RBA Business Credit Stocks, Flows and Interest Rates | APRA | AFSL Holders |
| Reporting Standard ARS 720.2 ABS/RBA Deposits | APRA | AFSL Holders |
| Superannuation Act 2005 | ASIC | Superannuation Funds and Trustees |
| Superannuation Industry (Supervision) Act 1993 Vol 2 | ASIC | Superannuation Funds and Trustees |
| Superannuation Industry (Supervision) Act 1993 Vol 1 | ASIC | Superannuation Funds and Trustees |
| Superannuation Guarantee (Administration) Act 1992 | ASIC | Superannuation Funds and Trustees |
| RG 244 - Giving information, general advice and scaled advice | ASIC | AFSL Holders,Superannuation Funds and Trustees |
| RG 242 - ASIC's power to wind up abandoned companies | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 85 - Reporting requirements for non-reporting entities | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 275 - The deferred sales model for add-on insurance | ASIC | AFSL Holders |
| RG 255 - Providing digital financial product advice to retail clients | ASIC | AFSL Holders,Superannuation Funds and Trustees |
| RG 236 - Do I need an AFS licence to participate in carbon markets? | ASIC | AFSL Holders,AUSTRAC Reporting Entities |
| Life Insurance Act 1995 | APRA | Friendly Societies,Life Insurance |
| Autonomous Sanctions Regulations 2011 | AUSTRAC | AUSTRAC Reporting Entities |
| Payment Systems (Regulation) Act 1998 | RBA | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities |
| Reserve Bank Act 1959 | RBA | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| Threshold Transaction Reports - How to Avoid Common Mistakes | AUSTRAC | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities |
| Preventing Misuse and Criminal Communication through Payment Text Fields | AUSTRAC | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities |
| Detect and Report Cuckoo Smurfing - June 2021 | AUSTRAC | AUSTRAC Reporting Entities |
| Building a Profile - Financial Characteristics Associated with Known Terrorist Fighters and Supporters | AUSTRAC | AUSTRAC Reporting Entities |
| Reporting Standard SRS 101.0 Definitions for Superannuation Data Collections | APRA | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| Prudential Standard SPS 250 Insurance in Superannuation | APRA | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| Prudential Standard SPS 530 Investment Governance | APRA | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| Prudential Standard SPS 521 Conflicts of Interest | APRA | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| Prudential Standard SPS 160 Defined Benefit Matters | APRA | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| Prudential Standard SPS 510 Governance | APRA | AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| Guidelines on Misuse of Market power | ACCC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Prudential Standard CPS 232 Business Continuity Management | APRA | Life Insurance,Friendly Societies,General Insurance |
| Prudential Standard 3PS 222 Intra-group Transactions and Exposures | APRA | Friendly Societies,Life Insurance |
| Prudential Standard CPS 234 Information Security | APRA | Friendly Societies,Life Insurance,General Insurance |
| Prudential Standard CPS 226 Margining and risk mitigation for non-centrally cleared derivatives | APRA | Friendly Societies,Life Insurance,General Insurance |
| Prudential Standard LPS 230 Reinsurance Management | APRA | Friendly Societies,Life Insurance |
| Prudential Standard CPS 231 Outsourcing | APRA | Friendly Societies,Life Insurance,General Insurance |
| Prudential Standard CPS 220 Risk Management | APRA | Friendly Societies,Life Insurance,General Insurance |
| Reporting Standard SRS 161.0 Self-Insurance | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 250.0 Acquired Insurance | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 251.0 Insurance | APRA | Superannuation Funds and Trustees |
| SPG 250 - Insurance in Superannuation | APRA | Superannuation Funds and Trustees |
| Prudential Standard SPS 450 Eligible Rollover Fund (ERF) Transition | APRA | Superannuation Funds and Trustees |
| SPG 515 - Strategic and Business Planning | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 705.1 Investment Performance and Objectives | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 601.0 Profile and Structure (RSE) | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 705.0 Components of net return | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 600.0 Profile and Structure (RSE Licensee) | APRA | Superannuation Funds and Trustees |
| Prudential Standard CPS 510 Governance | APRA | Private Health Insurance |
| Reporting Standard SRS 530.0 Investments | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 533.0 Asset Allocation | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 532.0 Investment Exposure Concentrations | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 160.0 Defined Benefit Matters | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 550.0 Asset Allocation | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 160.1 Defined Benefit Member Flows | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 535.0 Securities Lending | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 531.0 Investment Flows | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 520.0 Responsible Persons Information | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 534.0 Derivative Financial Instruments | APRA | Superannuation Funds and Trustees |
| Prudential Standard SPS 520 Fit and Proper | APRA | Superannuation Funds and Trustees |
| Prudential Standard CPS 511 Remuneration | APRA | Superannuation Funds and Trustees |
| Prudential Standard SPS 515 Strategic Planning and Member Outcomes | APRA | Superannuation Funds and Trustees |
| SPG 530 - Investment Governance | APRA | Superannuation Funds and Trustees |
| SPG 531 - Valuation | APRA | Superannuation Funds and Trustees |
| CPG 511 Remuneration | APRA | AFSL Holders,Superannuation Funds and Trustees |
| SPG 510 - Governance | APRA | Superannuation Funds and Trustees |
| SPG 310 - Audit and Related Matters | APRA | Superannuation Funds and Trustees |
| SPG 160 - Defined Benefit Matters | APRA | Superannuation Funds and Trustees |
| SPG 516 - Business Performance Review | APRA | Superannuation Funds and Trustees |
| SPG 520 - Fit and Proper | APRA | Superannuation Funds and Trustees |
| Guidance on reporting RF 520.0 and SRF 520.0 - Responsible Persons | APRA | Superannuation Funds and Trustees |
| SPG 521 - Conflicts of Interest | APRA | Superannuation Funds and Trustees |
| SPG 511 - Remuneration | APRA | Superannuation Funds and Trustees |
| Prudential Standard CPS 520 Fit and Proper | APRA | Private Health Insurance |
| RPG 702.0 ABS/RBA Data Quality for the EFS Collection | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| RPG 701.0 ABS/RBA Reporting Concepts for the EFS Collection | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 723.0 ABS/RBA Margin Lending | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard RRS 710.0 ABS/RBA Audit Requirements for Registered Financial Corporations - EFS collection | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 720.7 ABS/RBA Bill Acceptances and Endorsements | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard CPS 220 Risk Management | APRA | Private Health Insurance |
| Prudential Standard CPS 234 Information Security | APRA | Private Health Insurance |
| Reporting Standard HRS 605.0 Private Health Insurance Reform Data Collection | APRA | Private Health Insurance |
| Prudential Standard HPS 001 Definitions | APRA | Private Health Insurance |
| GPG 520 Fit and Proper | APRA | General Insurance |
| Prudential Standard CPS 511 Remuneration | APRA | Private Health Insurance |
| Prudential Standard CPS 320 Actuarial and Related Matters | APRA | Private Health Insurance |
| Prudential Standard HPS 310 Audit and Related Matters | APRA | Private Health Insurance |
| Prudential Standard HPS 231 Outsourcing | APRA | Private Health Insurance |
| CPG 229 Climate Change Financial Risks | APRA | General Insurance,Private Health Insurance |
| CPG 220 Risk Management | APRA | General Insurance,Private Health Insurance |
| CPG 234 Information Security | APRA | General Insurance,Private Health Insurance |
| Australian Transaction Reports and Analysis Centre Industry Contribution (Collection) Act 2011 | AUSTRAC | AUSTRAC Reporting Entities |
| Australian Transaction Reports and Analysis Centre Industry Contribution Act 2011 | AUSTRAC | AUSTRAC Reporting Entities |
| Banking Act 1959 | APRA | AUSTRAC Reporting Entities |
| Financial Sector (Transfer and Restructure) Act 1999 | APRA | AUSTRAC Reporting Entities,Friendly Societies,Life Insurance |
| Financial Sector (Shareholdings) Act 1998 | APRA | AUSTRAC Reporting Entities,Friendly Societies,Life Insurance,General Insurance |
| Australian Prudential Regulation Authority Act 1998 | APRA | AUSTRAC Reporting Entities |
| Guidance for New Issuers on Certification under Standard No 1 of 2016 and Standard No 2 of 2016 | RBA | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities |
| Guidance on Core Services in Standard No.1 of 2016 and Standard No. 2 of 2016 | RBA | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities |
| Debt Collection Guideline for Collectors and Creditors | ACCC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| CPG 320 - Actuarial and Related Matters | APRA | Friendly Societies,Life Insurance,General Insurance |
| CPG 511 Remuneration | APRA | General Insurance |
| Prudential Standard SPS 114 Operational Risk Financial Requirement | APRA | Superannuation Funds and Trustees |
| Prudential Standard SPS 220 Risk Management | APRA | Superannuation Funds and Trustees |
| Prudential Standard CPS 226 Margining and risk mitigation for non-centrally cleared derivatives | APRA | Superannuation Funds and Trustees |
| Prudential Standard CPS 234 Information Security | APRA | Superannuation Funds and Trustees |
| Prudential Standard SPS 232 Business Continuity Management | APRA | Superannuation Funds and Trustees |
| Prudential Standard SPS 231 Outsourcing | APRA | Superannuation Funds and Trustees |
| CPG 229 Climate Change Financial Risks | APRA | Superannuation Funds and Trustees |
| CPG 233 - Pandemic Planning | APRA | General Insurance,Superannuation Funds and Trustees |
| CPG 235 - Managing Data Risk | APRA | General Insurance,Superannuation Funds and Trustees |
| CPG 234 Information Security | APRA | Superannuation Funds and Trustees |
| SPG 232 - Business Continuity Management | APRA | Superannuation Funds and Trustees |
| SPG 231 - Outsourcing | APRA | Superannuation Funds and Trustees |
| SPG 223 - Fraud Risk Management | APRA | Superannuation Funds and Trustees |
| SPG 114 - Operational Risk Financial Requirement | APRA | Superannuation Funds and Trustees |
| SPG 280 - Payment Standards | APRA | Superannuation Funds and Trustees |
| SPG 227 - Successor Fund Transfers and Wind-ups | APRA | Superannuation Funds and Trustees |
| SPG 270 - Contribution and Benefit Accrual Standards | APRA | Superannuation Funds and Trustees |
| SPG 220 - Risk Management | APRA | Superannuation Funds and Trustees |
| Reporting Standard HRS 602.0 Financial and Capital Data | APRA | Private Health Insurance |
| Reporting Standard HRS 604.0 Medical Specialty Block Grouping Information | APRA | Private Health Insurance |
| Reporting Standard HRS 603.0 Statistical Data on Prosthetic Benefits | APRA | Private Health Insurance |
| Reporting Standard HRS 601.0 Statistical Data by State | APRA | Private Health Insurance |
| Application of the Capital Framework for COVID 19 Related Disruptions | APRA | Private Health Insurance |
| Prudential Standard HPS 100 Solvency Standard | APRA | Private Health Insurance |
| Prudential Standard HPS 110 Capital Adequacy | APRA | Private Health Insurance |
| Reporting Standard SRS 721.0 ABS Securities Subject to Repurchase and Resale and Stock Lending and Borrowing | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 610.0 Membership Profile | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 610.1 Changes in Membership Profile | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 605.0 RSE Structure | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 610.2 Membership Profile | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 606.0 RSE Profile | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 332.0 Expenses | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 410.0 Accrued Default Amounts | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 330.0 Statement of Financial Performance | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 320.0 Statement of Financial Position | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 320.1 Statement of Financial Position | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 331.0 Services | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 330.1 Statement of Financial Performance | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 330.2 Statement of Financial Performance | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 540.0 Fees | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 722.0 ABS Derivatives Schedule | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 800.0 Financial Statements | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 720.0 ABS Statement of Financial Position | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 703.0 Fees Disclosed | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 710.0 Conditions of Release | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 706.0 Fees and Costs | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 802.0 Fund Profile | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 611.0 Member Accounts | APRA | Superannuation Funds and Trustees |
| Reporting Standard SRS 801.0 Investments and Investment Flows | APRA | Superannuation Funds and Trustees |
| HPG 520 - Fit and Proper | APRA | Private Health Insurance |
| HPG 510 - Governance | APRA | Private Health Insurance |
| CPG 511 Remuneration | APRA | Private Health Insurance |
| CPG 320 - Actuarial and Related Matters | APRA | Private Health Insurance |
| CPG 220 Risk Management | APRA | Friendly Societies,Life Insurance |
| PPG 231 - Outsourcing | APRA | Friendly Societies,Life Insurance |
| CPG 233 - Pandemic Planning | APRA | Friendly Societies,Life Insurance |
| CPG 235 - Managing Data Risk | APRA | Friendly Societies,Life Insurance |
| CPG 234 Information Security | APRA | Friendly Societies,Life Insurance |
| CPG 229 Climate Change Financial Risks | APRA | Friendly Societies,Life Insurance |
| Prudential Standard 3PS 001 Definitions | APRA | AFSL Holders,Friendly Societies,Life Insurance |
| Prudential Standard CPS 520 Fit and Proper | APRA | AFSL Holders,Friendly Societies,Life Insurance |
| Prudential Standard CPS 510 Governance | APRA | AFSL Holders,Friendly Societies,Life Insurance |
| Prudential Standard 3PS 310 Audit and Related Matters | APRA | AFSL Holders,Friendly Societies,Life Insurance |
| LPG 260 - Conflicts of Interest under Section 48 | APRA | Friendly Societies,Life Insurance |
| CPG 511 Remuneration | APRA | Friendly Societies,Life Insurance |
| Reporting Standard ARS 920.6 Australian Government Small and Medium Enterprise (SME) Recovery Loan Scheme - JobKeeper | APRA | AFSL Holders |
| Reporting Standard ARS 920.4 Australian Government Arts Sector Show Starter Loan (SSL) Guarantee Scheme | APRA | AFSL Holders |
| Reporting Standard ARS 920.2 Australian Government Small and Medium Enterprise (SME) Guarantee Scheme Phase 2 | APRA | AFSL Holders |
| ASIC Corporations (Foreign Financial Services Providers - Foreign AFS Licensees) Instrument 2020/198 | ASIC | AFSL Holders |
| Standard No. 3 Of 2016 - Scheme Rules Relating To Merchant Pricing For Credit, Debit And Prepaid Card Transactions | RBA | AFSL Holders,Authorised Deposit Taking Institutions |
| Standard No. 2 Of 2016 - The Setting Of Interchange Fees In The Designated Debit And Prepaid Card Schemes And Net Payments To Issuers | RBA | AFSL Holders,Authorised Deposit Taking Institutions |
| Standard No. 1 Of 2016 - The Setting Of Interchange Fees In The Designated Credit Card Schemes And Net Payments To Issuers | RBA | AFSL Holders,Authorised Deposit Taking Institutions |
| LPG 270 Group Insurance Arrangements | APRA | Friendly Societies,Life Insurance |
| 3PG 222 - Intra-Group Transactions and Exposures | APRA | Friendly Societies,Life Insurance |
| LPG 230 - Operational Risk | APRA | Friendly Societies,Life Insurance |
| LPG 250 - Asset and Liability Management Risk | APRA | Friendly Societies,Life Insurance |
| LPG 232 - Business Continuity Management | APRA | Friendly Societies,Life Insurance |
| LPG 240 - Life Insurance Risk and Life Reinsurance Management | APRA | Friendly Societies,Life Insurance |
| 3PG 221 - Aggregate Risk Exposures | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 360 Termination Values, Minimum Surrender Values and Paid-up Values | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 750.0 Claims and Disputes | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 600 Statutory Funds | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 370 Cost of Investment Performance Guarantees | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 001 Definitions | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 700 Friendly Society Benefit Funds | APRA | Friendly Societies,Life Insurance |
| LPG 700 - Friendly Society Benefit Funds | APRA | Friendly Societies,Life Insurance |
| Prudential Standard CPS 320 Actuarial and Related Matters | APRA | Friendly Societies,Life Insurance |
| Prudential Standard CPS 511 Remuneration | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 310 Audit and Related Matters | APRA | Friendly Societies,Life Insurance |
| LPG 520 - Fit and Proper | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 430.0 Sources of Profit | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 300.0 Statement of Financial Position | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 400.0 c | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 420.0 Assets Backing Policy Liabilities | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 330.0 Summary of Revenue and Expenses | APRA | Friendly Societies,Life Insurance |
| Life Insurance Reporting Requirements | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 001 Reporting Requirements | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 310.0 Income Statement | APRA | Friendly Societies,Life Insurance |
| Consumer Data Right (Authorised Deposit-Taking Institutions) Designation 2019 | OAIC | Authorised Deposit Taking Institutions |
| Competition and Consumer (Consumer Data Right) Rules 2020 | OAIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Reporting Standard LRS 200.0 Capital Adequacy Supplementary Information | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 340.0 Retained Profits | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 114.0 Asset Risk Charge | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 117.0 Asset Concentration Risk Charge | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 115.0 Insurance Risk Charge | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 112.0 Determination of Capital Base | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 114.3 Off-balance Sheet Business | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 114.2 Derivatives Activity | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 112.3 Related Party Exposures | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 110.1 Prescribed Capital Amount | APRA | Friendly Societies,Life Insurance |
| Reporting Standard LRS 118.0 Operational Risk Charge | APRA | Friendly Societies,Life Insurance |
| CPG 110 - Internal Capital Adequacy Assessment Process and Supervisory Review | APRA | Friendly Societies,Life Insurance |
| Financial Sector (Collection of Data) Act 2001 | APRA | AFSL Holders,Friendly Societies,Life Insurance,General Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Prudential Standard LPS 340 Valuation of Policy Liabilities | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 118 Capital Adequacy: Operational Risk Charge | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 112 Capital Adequacy: Measurement of Capital | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 115 Capital Adequacy: Insurance Risk Charge | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 114 Capital Adequacy: Asset Risk Charge | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 117 Capital Adequacy: Asset Concentration Risk Charge | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 110 Capital Adequacy | APRA | Friendly Societies,Life Insurance |
| Prudential Standard LPS 100 Solvency Standard | APRA | Friendly Societies,Life Insurance |
| Reporting Standard ARS 222.2 Exposures to Related Entities - Step-in risk | APRA | AFSL Holders |
| Reporting Standard ARS 220.3 Prescribed Provisioning | APRA | AFSL Holders |
| Reporting Standard ARS 220.5 Movements in Provisions for Impairment | APRA | AFSL Holders |
| Reporting Standard ARS 222.0 Exposures to Related Entities | APRA | AFSL Holders |
| Prudential Standard CPS 234 Information Security | APRA | AFSL Holders |
| Prudential Standard 3PS 222 Intra-group Transactions and Exposures | APRA | AFSL Holders |
| Prudential Standard CPS 232 Business Continuity Management | APRA | AFSL Holders |
| Prudential Standard CPS 220 Risk Management | APRA | AFSL Holders |
| Prudential Standard APS 210 Liquidity | APRA | AFSL Holders |
| Prudential Standard APS 222 Associations with Related Entities | APRA | AFSL Holders |
| Prudential Standard CPS 226 Margining and risk mitigation for non-centrally cleared derivatives | APRA | AFSL Holders |
| Prudential Standard APS 221 Large Exposures | APRA | AFSL Holders |
| Prudential Standard APS 220 Credit Risk Management | APRA | AFSL Holders |
| Prudential Standard CPS 231 Outsourcing | APRA | AFSL Holders |
| PPG 231 - Outsourcing | APRA | AFSL Holders |
| CPG 229 Climate Change Financial Risks | APRA | AFSL Holders |
| CPG 233 - Pandemic Planning | APRA | AFSL Holders |
| CPG 234 Information Security | APRA | AFSL Holders |
| CPG 235 - Managing Data Risk | APRA | AFSL Holders |
| 3PG 222 - Intra-Group Transactions and Exposures | APRA | AFSL Holders |
| APG 220 Credit Risk Management | APRA | AFSL Holders |
| CPG 220 Risk Management | APRA | AFSL Holders |
| APG 223 Residential Mortgage Lending | APRA | AFSL Holders |
| 3PG 221 - Aggregate Risk Exposures | APRA | AFSL Holders |
| Reporting Standard ARS 910.0 Financial Claims Scheme | APRA | AFSL Holders |
| Reporting Standard ARS 923.2 Repayment Deferrals | APRA | AFSL Holders |
| Reporting Standard ARS 760.0 Major Bank Levy Act 2017 | APRA | AFSL Holders |
| Reporting Standard ARS 920.0 Australian Government Small and Medium Enterprise (SME) Guarantee Scheme Phase 1 | APRA | AFSL Holders |
| Reporting Standard ARS 920.10 Australian Government Small and Medium Enterprise (SME) Recovery Loan Scheme | APRA | AFSL Holders |
| Prudential Standard APS 330 Public Disclosure | APRA | AFSL Holders |
| Prudential Standard APS 001 Definitions | APRA | AFSL Holders |
| Prudential Standard APS 910 Financial Claims Scheme | APRA | AFSL Holders |
| Prudential Standard APS 610 Prudential Requirements for Providers of Purchased Payment Facilities | APRA | AFSL Holders |
| Prudential Standard CPS 511 Remuneration | APRA | AFSL Holders |
| Prudential Standard APS 310 Audit and Related Matters | APRA | AFSL Holders |
| APG 520 - Fit and Proper | APRA | AFSL Holders |
| Reporting Standard ARS 332.0 Statement of Economic Activity | APRA | AFSL Holders |
| Reporting Standard ARS 330.0 Statement of Financial Performance | APRA | AFSL Holders |
| Reporting Standard ARS 323.0 Statement of Financial Position (Licensed ADI) | APRA | AFSL Holders |
| Reporting Standard ARS 731.4 International Banking Statistics - Balance Sheet Items | APRA | AFSL Holders |
| Reporting Standard ARS 731.3B International Banking Statistics - Immediate and Ultimate Risk Exposures - Foreign Entity | APRA | AFSL Holders |
| Reporting Standard ARS 796.0 Points of Presence | APRA | AFSL Holders |
| Reporting Standard ARS 731.3A International Banking Statistics - Immediate and Ultimate Risk Exposures - Domestic Entity | APRA | AFSL Holders |
| Reporting Standard ARS 731.1 International Banking Statistics - Locational Data | APRA | AFSL Holders |
| Reporting Standard ARS 322.0 Statement of Financial Position (Consolidated) | APRA | AFSL Holders |
| Reporting Standard ARS 330.3 Other Operating Expenses | APRA | AFSL Holders |
| Reporting Standard ARS 330.2 Other Operating Income | APRA | AFSL Holders |
| Reporting Standard ARS 325.0 International Operations | APRA | AFSL Holders |
| Reporting Standard ARS 330.1 Interest Income and Interest Expense | APRA | AFSL Holders |
| Reporting Standard ARS 748.0 ABS/RBA Wholesale Funding Stocks, Flows and Interest Rates | APRA | AFSL Holders |
| Reporting Standard ARS 745.0 ABS/RBA Personal Finance | APRA | AFSL Holders |
| Reporting Standard ARS 722.0 ABS/RBA Derivatives | APRA | AFSL Holders |
| Reporting Standard ARS 746.0 ABS/RBA Personal Credit Stocks, Flows and Interest Rates | APRA | AFSL Holders |
| Reporting Standard ARS 723.0 ABS/RBA Margin Lending | APRA | AFSL Holders |
| Reporting Standard ARS 744.0 ABS/RBA Housing Credit Stocks, Flows and Interest Rates | APRA | AFSL Holders |
| Reporting Standard ARS 730.0 ABS/RBA Statement of Financial Performance | APRA | AFSL Holders |
| Reporting Standard ARS 730.1 ABS/RBA Fees Charged | APRA | AFSL Holders |
| Reporting Standard ARS 721.0 ABS/RBA Repurchase Agreements and Securities Lending | APRA | AFSL Holders |
| RPG 701.0 ABS/RBA Reporting Concepts for the EFS Collection | APRA | AFSL Holders |
| Reporting Standard ARS 720.6 ABS/RBA Securities on Issue | APRA | AFSL Holders |
| Reporting Standard ARS 720.5 ABS/RBA Equity Securities Held | APRA | AFSL Holders |
| Reporting Standard ARS 720.4 ABS/RBA Debt Securities Held | APRA | AFSL Holders |
| Reporting Standard ARS 720.0 ABS/RBA Statement of Financial Position | APRA | AFSL Holders |
| Reporting Standard ARS 720.7 ABS/RBA Bill Acceptances and Endorsements | APRA | AFSL Holders |
| Reporting Standard ARS 720.3 ABS/RBA Intra-group Assets and Liabilities | APRA | AFSL Holders |
| RG 97 - Disclosing Fees and Costs in PDSs and Periodic Statements | ASIC | AFSL Holders,Superannuation Funds and Trustees |
| Prudential Standard GPS 340 Insurance Liability Valuation | APRA | General Insurance |
| Prudential Standard GPS 113 Capital Adequacy: Internal Model-based Method | APRA | General Insurance |
| Prudential Standard GPS 120 Assets in Australia | APRA | General Insurance |
| Prudential Standard GPS 118 Capital Adequacy: Operational Risk Charge | APRA | General Insurance |
| Prudential Standard GPS 112 Capital Adequacy: Measurement of Capital | APRA | General Insurance |
| Prudential Standard GPS 115 Capital Adequacy: Insurance Risk Charge | APRA | General Insurance |
| Prudential Standard GPS 110 Capital Adequacy | APRA | General Insurance |
| Prudential Standard GPS 116 Capital Adequacy: Insurance Concentration Risk Charge | APRA | General Insurance |
| Prudential Standard GPS 114 Capital Adequacy: Asset Risk Charge | APRA | General Insurance |
| Prudential Standard GPS 117 Capital Adequacy: Asset Concentration Risk Charge | APRA | General Insurance |
| GPG 113 - General Insurance Internal Model-based Method for Determining Minimum Capital Requirement | APRA | General Insurance |
| GPG 116 - Insurance Concentration Risk | APRA | General Insurance |
| CPG 110 - Internal Capital Adequacy Assessment Process and Supervisory Review | APRA | General Insurance |
| Prudential Standard 3PS 221 Aggregate Risk Exposures | APRA | General Insurance |
| Prudential Standard 3PS 222 Intra-group Transactions and Exposures | APRA | General Insurance |
| Prudential Standard CPS 520 Fit and Proper | APRA | General Insurance |
| Prudential Standard CPS 510 Governance | APRA | General Insurance |
| Prudential Standard 3PS 001 Definitions | APRA | General Insurance |
| Prudential Standard 3PS 310 Audit and Related Matters | APRA | General Insurance |
| Prudential Standard 3PG 221 - Aggregate Risk Exposures | APRA | General Insurance |
| 3PG 222 - Intra-Group Transactions and Exposures | APRA | General Insurance |
| Prudential Standard GPS 001 Definitions | APRA | General Insurance |
| Prudential Standard GPS 410 Transfer and Amalgamation of Insurance Business for General Insurers | APRA | General Insurance |
| PPG 231 - Outsourcing | APRA | General Insurance |
| Prudential Standard GPS 310 Audit and Related Matters | APRA | General Insurance |
| Prudential Standard GPS 230 Reinsurance Management | APRA | General Insurance |
| GPG 220 Credit Risk | APRA | General Insurance |
| Prudential Standard CPS 320 Actuarial and Related Matters | APRA | General Insurance |
| GPG 232 - Custody Arrangements | APRA | General Insurance |
| Prudential Standard CPS 511 Remuneration | APRA | General Insurance |
| GPG 245 Reinsurance Management Strategy | APRA | General Insurance |
| GPG 230 - Operational Risk | APRA | General Insurance |
| GPG 240 - Insurance Risk | APRA | General Insurance |
| GPG 250 - Balance Sheet and Market Risk | APRA | General Insurance |
| Reporting Standard GRS 117.0_G Asset Concentration Risk Charge (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 460.0 Reinsurance Assets by Counterparty | APRA | General Insurance |
| Reporting Standard GRS 460.0_G Reinsurance Assets by Counterparty (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 460.1 Exposure Analysis by Reinsurance Counterparty | APRA | General Insurance |
| Reporting Standard GRS 310.2 Claims Expense and Reinsurance Recoveries | APRA | General Insurance |
| Reporting Standard GRS 400.0 Statement of Risk by Country | APRA | General Insurance |
| Reporting Standard GRS 420.0 Premium Revenue by State and Territory of Australia | APRA | General Insurance |
| Reporting Standard GRS 410.0 Movement in Outstanding Claims Liabilities | APRA | General Insurance |
| Reporting Standard GRS 430.0 Claims Expense by State and Territory of Australia | APRA | General Insurance |
| Reporting Standard GRS 310.0_G Income Statement (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 310.1 Premium Revenue and Reinsurance Expense | APRA | General Insurance |
| Reporting Standard GRS 440.0 Claims Development Table | APRA | General Insurance |
| Reporting Standard GRS 310.3 Details of Income and Expenses | APRA | General Insurance |
| Reporting Standard GRS 116.1 Probable Maximum Loss for LMIs | APRA | General Insurance |
| Reporting Standard GRS 116.0 Insurance Concentration Risk Charge | APRA | General Insurance |
| Reporting Standard GRS 300.0_G Statement of Financial Position (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 302.0_G Statement of Financial Position by Region (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 116.0 _G Insurance Concentration Risk Charge (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 118.0 _G Operational Risk Charge (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 117.0_G Asset Concentration Risk Charge (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 118.0 Operational Risk Charge | APRA | General Insurance |
| Reporting Standard GRS 114.0 Asset Risk Charge | APRA | General Insurance |
| Reporting Standard GRS 115.0_G Outstanding Claims Liabilities - Insurance Risk Charge (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 114.3 Off-balance Sheet Business | APRA | General Insurance |
| Reporting Standard GRS 115.1_G Premiums Liabilities - Insurance Risk Charge (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 114.4 Details of Investment Assets | APRA | General Insurance |
| Reporting Standard GRS 115.1 Premiums Liabilities - Insurance Risk Charge | APRA | General Insurance |
| Reporting Standard GRS 114.2 Derivatives Activity | APRA | General Insurance |
| Reporting Standard GRS 115.0 Outstanding Claims Liabilities - Insurance Risk Charge | APRA | General Insurance |
| Reporting Standard GRS 114.3_G Off-balance Sheet Business (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 114.1 Assets by Counterparty Grade | APRA | General Insurance |
| Reporting Standard GRS 112.0_G Determination of Capital Base (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 112.0 Determination of Capital Base | APRA | General Insurance |
| Reporting Standard GRS 110.1_G Prescribed Capital Amount (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 112.3 Related Party Exposures | APRA | General Insurance |
| Reporting Standard GRS 114.1 _G Assets by Counterparty Grade (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 110.1 Prescribed Capital Amount | APRA | General Insurance |
| Reporting Standard GRS 114.0_G Asset Risk Charge (Level 2 Insurance Group) | APRA | General Insurance |
| Reporting Standard GRS 112.3_G Related Party Exposures (Level 2 Insurance Group) | APRA | General Insurance |
| RG 146 - Licensing: Training of financial product advisers | ASIC | AFSL Holders |
| RG 108 - No-action letters | ASIC | Superannuation Funds and Trustees |
| RG 216 - Markets Disciplinary Panel | ASIC | AFSL Holders,AUSTRAC Reporting Entities |
| RG 181 - Licensing: Managing conflicts of interest | ASIC | AFSL Holders |
| RG 212 - Client money relating to dealing in OTC derivatives | ASIC | AFSL Holders,AUSTRAC Reporting Entities |
| Reporting Standard ARS 116.0 Market Risk | APRA | AFSL Holders |
| Reporting Standard ARS 110.0 Capital Adequacy | APRA | AFSL Holders |
| Reporting Standard ARS 111.0 Fair Values | APRA | AFSL Holders |
| Reporting Standard ARS 113.2 Internal Ratings-based (IRB) Approach to Credit Risk - Specialised Lending Supervisory Slotting | APRA | AFSL Holders |
| Reporting Standard ARS 112.2 Standardised Credit Risk - Off-balance Sheet Exposures | APRA | AFSL Holders |
| Reporting Standard ARS 113.1 Advanced Internal Ratings-based (AIRB) Approach to Credit Risk | APRA | AFSL Holders |
| Reporting Standard ARS 113.0 Foundation Internal Ratings-based (FIRB) Approach to Credit Risk | APRA | AFSL Holders |
| Reporting Standard ARS 114.0 Standardised Approach - Operational Risk | APRA | AFSL Holders |
| Reporting Standard ARS 113.4 Internal Ratings-based (IRB) Approach to Credit Risk - Other Assets, Claims and Exposures | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 115.0 Advanced Measurement Approaches (AMA) to Operational Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 117.1 Interest Rate Risk in the Banking Book (IRRBB) | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 117.0 Repricing Analysis | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 113.3 Internal Ratings-based (IRB) Approach to Credit Risk - Retail | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 120.1 Securitisation - Regulatory Capital | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 118.0 Off-balance Sheet Business | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 118.1 Other Off-balance Sheet Exposures | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Standard ARS 180.0 Counterparty Credit Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 180 Capital Adequacy: Counterparty Credit Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 112 Capital Adequacy: Standardised Approach to Credit Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 114 Capital Adequacy: Standardised Approach to Operational Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 116 Capital Adequacy: Market Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 111 Capital Adequacy: Measurement of Capital | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 120 Securitisation | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 110 Capital Adequacy | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 115 Capital Adequacy: Standardised Measurement Approach to Operational Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 121 Covered Bonds | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Prudential Standard APS 117 Capital Adequacy: Interest Rate Risk in the Banking Book (Advanced ADIs) | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 120 Securitisation | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 117 - Interest Rate Risk in the Banking Book (Advanced ADIs) | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 114 - Standardised Approach to Operational Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| CPG 110 - Internal Capital Adequacy Assessment Process and Supervisory Review | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 115 - Advanced Measurement Approaches to Operational Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 116 - Market risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 113 - Internal Ratings-based Approach to Credit Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 112 - Standardised Approach to Credit Risk | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| APG 110 - Capital Buffers | APRA | AFSL Holders,Authorised Deposit Taking Institutions |
| Reporting Guidance Note - GRF 460.0 and GRF 460.1 Purpose | APRA | General Insurance |
| RF 310 - Reporting Guidance on the Number of Risks Written | APRA | General Insurance |
| RG 234 - Advertising financial products and services (including credit): Good practice guidance | ASIC | AFSL Holders |
| RG 272 - Product intervention power | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 270 - Whistleblower policies | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 273 - Mortgage brokers: Best interests duty | ASIC | AFSL Holders |
| RG 269 - Approval and oversight of compliance schemes for financial advisers | ASIC | AFSL Holders |
| RG 264 - Sell-side research | ASIC | AFSL Holders,AUSTRAC Reporting Entities |
| RG 267 - Oversight of the Australian Financial Complaints Authority | ASIC | AFSL Holders,AUSTRAC Reporting Entities,Superannuation Funds and Trustees |
| RG 258 - Registered liquidators: Registration, disciplinary actions and insurance requirements | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 248 - Litigation schemes and proof of debt schemes: Managing conflicts of interest | ASIC | AFSL Holders |
| RG 256 - Client review and remediation conducted by advice licensees | ASIC | AFSL Holders |
| RG 252 - Keeping superannuation websites up to date | ASIC | Superannuation Funds and Trustees |
| RG 243 - Registration of self-managed superannuation fund auditors | ASIC | Superannuation Funds and Trustees |
| RG 247 - Effective disclosure in an operating and financial review | ASIC | AFSL Holders |
| RG 246 - 10 December 2020_V1(1) | ASIC | AFSL Holders |
| RG 249 - Derivative trade repositories | ASIC | AFSL Holders,AUSTRAC Reporting Entities |
| RG 237 - Trustee companies: Transfer determinations by ASIC | ASIC | AFSL Holders |
| RG 251 - Derivative transaction reporting | ASIC | AFSL Holders,AUSTRAC Reporting Entities |
| RG 144 - Mortgage investment schemes | ASIC | Authorised Deposit Taking Institutions |
| RG 140 - Strata schemes and management rights schemes | ASIC | Authorised Deposit Taking Institutions |
| RG 92 - Procedural fairness to third parties | ASIC | AFSL Holders |
| RG 227 - Over-the-counter contracts for difference: Improving disclosure for retail investors | ASIC | AFSL Holders |
| RG 231 - Infrastructure entities: Improving disclosure for retail investors | ASIC | AFSL Holders |
| RG 233 - Indirect self-acquisition: Relief for investment funds | ASIC | Authorised Deposit Taking Institutions |
| RG 232 - Agribusiness managed investment schemes: Improving disclosure for retail investors | ASIC | Authorised Deposit Taking Institutions |
| RG 235 - Registering your business name | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 229 - Superannuation forecasts | ASIC | Superannuation Funds and Trustees |
| RG 230 - Disclosing non-IFRS financial information | ASIC | AFSL Holders |
| RG 218 - Licensing: Administrative action against persons engaging in credit activities | ASIC | AFSL Holders |
| RG 219 - Non-standard margin lending facilities: Disclosure to investors | ASIC | AFSL Holders |
| RG 220 - Early termination fees for residential loans: Unconscionable fees and unfair contract terms | ASIC | AFSL Holders |
| RG 217 - Duty to prevent insolvent trading: Guide for directors | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 221 - Facilitating digital financial services disclosures | ASIC | AFSL Holders |
| RG 211 - Clearing and settlement facilities: Australian and overseas operators | ASIC | AFSL Holders,AUSTRAC Reporting Entities |
| RG 193 - Notification of directors' interests in securities - listed companies | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 192 - Licensing: Wholesale equity schemes | ASIC | AFSL Holders |
| RG 197 - Warrants: Out-of-use notices | ASIC | AFSL Holders |
| RG 195 - Group purchasing bodies for insurance and risk products | ASIC | AFSL Holders |
| RG 198 - Unlisted disclosing entities: Continuous disclosure obligations | ASIC | AFSL Holders |
| RG 196 - Short selling | ASIC | AFSL Holders |
| RG 201 - Unsolicited credit cards and debit cards | ASIC | AFSL Holders |
| RG 209 - Credit licensing: Responsible lending conduct | ASIC | AFSL Holders |
| RG 205 - Credit licensing: General conduct obligations | ASIC | AFSL Holders |
| RG 208 - How ASIC charges fees for credit relief applications | ASIC | AFSL Holders |
| RG 210 - Compensation and insurance arrangements for credit licensees | ASIC | AFSL Holders |
| RG 204 - Applying for and varying a credit licence | ASIC | AFSL Holders |
| RG 207 - Credit licensing: Financial requirements | ASIC | AFSL Holders |
| RG 206 - Credit licensing: Competence and training | ASIC | AFSL Holders |
| RG 203 - Do I need a credit licence? | ASIC | AFSL Holders |
| RG 180 - Auditor registration | ASIC | AFSL Holders |
| RG 187 - Auditor rotation | ASIC | AFSL Holders |
| RG 179 - Managed discretionary accounts | ASIC | Authorised Deposit Taking Institutions |
| RG 176 - Foreign financial services providers | ASIC | AFSL Holders |
| RG 182 - Dollar disclosure | ASIC | AFSL Holders |
| RG 178 - Foreign collective investment schemes | ASIC | Authorised Deposit Taking Institutions |
| RG 189 - Disclosure relief for rights issues | ASIC | Authorised Deposit Taking Institutions |
| RG 183 - Approval of financial services sector codes of conduct | ASIC | AFSL Holders |
| RG 174 - Relief for externally administered companies and registered schemes being wound up | ASIC | AFSL Holders |
| RG 173 - Disclosure for on-sale of securities and other financial products | ASIC | AFSL Holders |
| RG 185 - Non-cash payment facilities | ASIC | AFSL Holders |
| RG 162 - Internet discussion sites | ASIC | AFSL Holders |
| RG 161 - Share and interest sale facilities | ASIC | Authorised Deposit Taking Institutions |
| RG 160 - Time-sharing schemes | ASIC | Authorised Deposit Taking Institutions |
| RG 147 - Mutuality - Financial institutions | ASIC | AFSL Holders |
| RG 139 - Approval and Oversight of External Dispute Resolution Schemes | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 135 - Managed Investments - Transitional Issues | ASIC | Authorised Deposit Taking Institutions |
| RG 137 - Constitution requirements for schemes registered before 1 October 2013 | ASIC | Authorised Deposit Taking Institutions |
| RG 138 - Foreign Passport Funds | ASIC | Authorised Deposit Taking Institutions |
| RG 136 - Funds Management : Discretionary Powers | ASIC | Authorised Deposit Taking Institutions |
| RG 271- Internal Dispute Resolution | ASIC | AFSL Holders,Superannuation Funds and Trustees |
| RG 129 - Business Introduction or Matching Services | ASIC | AFSL Holders |
| RG 128 - Collective Action by Investors | ASIC | Authorised Deposit Taking Institutions |
| RG 115 - Audit Relief for Propriety Companies | ASIC | AFSL Holders |
| RG 111 - Content of Expert Reports | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 110 - Share Buy-Backs | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 106 - Controller Duties and Bank Accounts | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 103 - Confidentiality and Release of Information | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 81 - Destruction of Books | ASIC | AFSL Holders |
| RG 80 - Managed Investment Schemes : Interests not for Money | ASIC | Authorised Deposit Taking Institutions |
| RG 79 - Research Report Providers : Improving the Quality of Investment Research | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 77 - Property Trusts and Property Syndicates | ASIC | Authorised Deposit Taking Institutions |
| RG 76 - Related Party Transactions | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 73 - Continuous Disclosure Obligations: Infringement Notices | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 69 - Debentures and Notes: Improving Disclosure for Retail Investors | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 68 - New Financial Reporting and Procedural Requirements | ASIC | AFSL Holders |
| RG 67 - Real Estate Companies | ASIC | Authorised Deposit Taking Institutions |
| RG 66 - Transaction-specific Disclosure for PDSs | ASIC | AFSL Holders |
| RG 65 - Section 1013DA Disclosure Guidelines | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 64 - Failure to Lodge Documents | ASIC | AFSL Holders |
| RG 58 - Reporting by Registered Foreign Companies and Australian Companies with Foreign Shareholders | ASIC | AFSL Holders |
| RG 57 - Notification of Rights of Review | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 54 - Principles for Cross Border Financial Regulation | ASIC | AFSL Holders |
| RG 51 - Applications for Relief | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 50 - Omission of "Limited" from Company Names | ASIC | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 49 - Employee Incentive Schemes | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 45 - Mortgage Schemes: Improving Disclosure for Retail Investors | ASIC | Authorised Deposit Taking Institutions |
| RG 44 - Annual General Meeting - Extension of Time | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 43 - Financial Reports and Audit Relief | ASIC | AFSL Holders |
| RG 40 - Good Transaction Fee Disclosure | ASIC | AFSL Holders |
| RG 39 - Licensed Investment Advisers: Security Deposit | ASIC | AFSL Holders |
| RG 33 - Security Deposits | ASIC | AFSL Holders |
| RG 32 - Trustee Companies' Common Funds | ASIC | Authorised Deposit Taking Institutions |
| RG 28 - Relief from Dual Lodgement of Financial Reports | ASIC | AFSL Holders |
| RG 22 - Directors' Statement as to Solvency | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 21 - How ASIC Charges Fees for Relief Applications | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,Financial Advisors |
| RG 20 - Disclosure of Convictions and Proceedings | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 16 - External Administrators: Reporting and Lodging | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 13 - ACN, ABRN and Company Names | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 46 - Unlisted Property Schemes : Improving Disclosure for Retail Investors | ASIC | Authorised Deposit Taking Institutions |
| RG 34 - Auditor's Obligations: Reporting to ASIC | ASIC | AFSL Holders |
| RG 17 - Fees for Subpoenas | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 8 - Calculating Time Periods | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 7 - Calculating Time Periods | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 96 - Debt Collection Guideline: For Collectors and Creditors | ASIC | AFSL Holders |
| RG 93 - Reimbursing Liquidation Costs | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 95 - Disclosing Entity Provisions Relief | ASIC | AFSL Holders |
| RG 94 - Unit Pricing: Guide to Good Practice | ASIC | Superannuation Funds and Trustees |
| RG 101 - Managed Investment Scheme Buybacks | ASIC | Authorised Deposit Taking Institutions |
| RG 82 - External Administration: Deeds of Company Arrangement Involving a Creditors' Trust | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 83 - Reinstatement of Companies | ASIC | AFSL Holders,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 86 - Tracing Beneficial Ownership | ASIC | AFSL Holders |
| RG 87 - Charitable Schemes and School Enrolment Deposits | ASIC | Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities |
| RG 90 - Example Statement of Advice : Scaled Advice for a New Client | ASIC | Superannuation Funds and Trustees |
| RG 91 - Horse Breeding Schemes and Horse Racing Syndicates | ASIC | Authorised Deposit Taking Institutions |
| RG 29 - Financial Reporting by Australian Companies in Dual-Listed Company Arrangements | ASIC | AFSL Holders |
| RG 14 - Receivers - Retention of Company Records | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 26 - Resignation, Removal and Replacement of Auditors | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| Financial Planners and Advisers Code of Ethics | ASIC | Financial Advisors |
| RG 18 - Serving Legal Documents on the ASC | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |
| RG 62 - Better disclosure for investors | ASIC | AFSL Holders,Authorised Deposit Taking Institutions,AUSTRAC Reporting Entities,Financial Advisors,Friendly Societies,General Insurance,Life Insurance,Private Health Insurance,Superannuation Funds and Trustees |